Intercontinental Exchange, Inc., a global provider of financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related functions for various regulated entities which include ICE Bonds Securities Corporation ("ICE Bonds"), an SEC registered broker dealer and a member of FINRA and the MSRB which operates multiple fixed income

Maintains a current understanding of regulatory and government enforcement trends in the industry; assist in evaluating the need for changes and/or the creation, development, review and revision of new policies, procedures and standards when necessary Participates in the maintenance of the Compliance risk assessment Performs compliance investigations to proactively identi

Legal Litigation Paralegal Job ID 88754 Who You'll Work With You will be based in our Atlanta, GA office and support its Litigation & Investigations legal team. What You'll Do You will provide support on litigation matters (litigation holds, subpoena responses, document collection, discovery organization and productions), investigations. This will involve managing all Dis

Risk & Compliance Compliance Coordinator, Diligence Job ID 87655 Who You'll Work With You will be based in Tampa, Phoenix, Boston or Atlanta and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida. You will be part of McKinsey's Client Service Compliance pillar which forms part of the firm's Ethics & Compliance Group, whose mission is

FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t

Develops a state specific strategic vision for the organization that considers organizational priorities, state and local level needs and issues, and feedback from internal and external stakeholders. Mobilizes the state office team of staff and volunteers in the execution of the strategic vision. Collaborates with staff across the organization in support of the state's wo

Risk & Compliance Director of Compliance, Privacy Job ID 87824 You will be part of McKinsey's Ethics & Compliance function, whose mission is to enable McKinsey's client impact and innovation, while managing risks to our firm, clients, and colleagues. Who You'll Work With This role reports to the Head of Regulatory Compliance. As the Director of Compliance, Privacy you wil

Your Job The Product Safety & Regulatory Compliance Team is seeking a Regulatory Affairs Manager to join our team. This role will support the Koch Agronomic Services (KAS) Business (subsidiary of Koch Industries, Inc.) and will partner with various Koch resources to integrate product compliance and risk management controls during all phases of product development and comm

YOUR MISSION Assist General Counsel by implementing and managing the operations and activities of Corporate Ethics and Compliance program and providing expert legal advice on compliance related laws, regulations and policies. Watch this video to see how our employees are shaping the technologies that move us. Meet Panasonic Meet the recruiter Courtney Winston A DAY IN THE

Principal Auditor The Auto Club Group What you will do Under general direction, exercises significant independent judgement and latitude in evaluating internal controls in core business areas of the organization designed to ensure efficiency, safeguarding of assets, and compliance with established policies. Develops audit objective, conducts risk assessments, and develops